Compliance Analyst

Andreessen Horowitz, a high technology venture capital firm, has an immediate opening for a Compliance Analyst.

Andreessen Horowitz is a Silicon Valley-based venture capital firm with $10 billion under management. Focused on investing in software eating the world, the firm partners with entrepreneurs in their company building at all stages -- from seed to late-stage -- in the biology, consumer, crypto, and enterprise industries. See companies here: https://a16z.com/portfolio
 
In this role, you will be responsible for (i) reviewing marketing and editorial content for compliance with relevant securities rules and regulations including website content, blog posts, social media posts, podcasts and videos; (ii) interfacing with and providing guidance to the a16z marketing team.
 
In addition to marketing and editorial review, you will work directly with the Chief Compliance Officer to: (i) development and implement compliance policies and procedures, (ii) supervise the firm's personnel for compliance with the firm’s code of ethics, (iii) conduct testing of compliance policies and procedures.
 
What you will do:
 
  • Review all a16z marketing materials for consistency with US and international regulatory requirements
  • Provide guidance and training to marketing staff regarding relevant regulatory requirements
  • Utilize technology to efficiently and timely review marketing materials
  • Work creatively with marketing staff to edit and update draft materials to ensure compliance
  • Create and maintain logs documenting compliance review
  • Work with the CCO to draft compliance policies and procedures
  • Document testing of the firm’s compliance program
  • Clearly communicate findings to relevant personnel
  • Research and assess impact of regulations on the firm’s business
 
Who you are: 
 
  • Bachelor’s degree required
  • 3+ years compliance experience with a registered investment adviser, broker-dealer or equivalent
  • Prior experience in a marketing review focused compliance role for a registered investment adviser preferred
  • Knowledge of marketing rules under the Advisers Act; working knowledge of Adviser Act, US federal and state compliance rules and regulations
  • Familiarity with international marketing regulations; knowledge of financial services industry generally and venture capital industry specifically
  • Meticulous attention to detail with strong written and verbal communication skills
  • Ability to work within tight deadlines and within a team environment
  • Ability to research and apply new regulations
  • Ability to work independently using sound judgement

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